Toll-Free: +1 888-815-5558
International: +1 312-356-6444
Our professional and courteous staff has experience and expertise from every aspect of the industry from the trading floor to the back office to the NFA. Back office support is responsive and uses good common sense when handling operations and customer service. We provide you with procedures and policies to ensure accountability, smooth operations and minimize errors. Website and international electronic trading support is also available to you.

We tailor the level of support you require with competitive pricing.

Penson Futures Plus Client Portal

You and your customers can experience the ease and convenience of access to your top day and historical data and reports. The Portal also includes Daily News articles from our 24 hour desk as well as key announcements and a Contacts section, a quick reference of Client Service departments. Reports available in multiple formats (comma separated, money file, position file, trade file):

“We have been in the IB business for over 20 years and had the opportunity to work with several of the top clearing firms. You would be hard pressed to find a better firm to work with than Penson Futures. The dedication that Penson Futures has shown to help us grow our business as well as the support structure their team has in place is absolutely top notch.”

MB, Introducing Broker

  • Top Day Prelims
  • Daily Statements
  • Monthly Statements
  • Account Status Report
  • Month to Date Volumes
  • Expiring Futures
  • Expiring Options
  • Margin Report

In addition to the above, an IB resource center is available that includes turnkey procedures and supportive policies to help protect your key business interests.
  • Opening and Funding an Account
  • Internal Margin Policy
  • Treasury Policy
  • Promotional Material Policy
  • Payout Procedures
  • Compliance Manual
  • Privacy Policy
  • Anti Money Laundering Policy and Procedures
  • Order Entry Procedures & Tips
  • Commodity Calendar

Agricultural Risk Management Program

First Capitol Ag, a division of Penson Futures, offers a nationally known proprietary, option-based hedge plan for agricultural handlers and producers. This plan, based on price protection, not price prediction, has been successful in hedging hundreds of millions of bushels of grain as well as milk and cotton. This plan adds a new dimension to our IB's brokerage offering and can significantly increase a broker's revenue stream.

Easy Account Opening

You have worked hard to close the sale and just need the customer application filled out. At Penson Futures, a secure and confidential online application is available or download a user-friendly paper account application.

It all starts with the account opening process and is a reflection of what you can expect. We have streamlined the account opening process without compromising your or our liability or risk. We even run a credit check on every U.S. applicant. Statements, AML and privacy policy are all sent via email unless the customer specifies a paper statement be delivered.

We think you will find success in passing along our belief in efficiency. We believe in making ourselves easy to do business with. Which in turn, makes it easy for you to grow your business. Contact our IB Support Team for a tour of the IB Resource Center, Penson Plus Client Portal or for more information.

Call +1 312-356-6033
Email info@pensonfutures.com